Investment Dealer Supervisors Course (IDSC)
Issued by
Canadian Securities Institute
This digital credential indicates that the individual has completed the Investment Dealer Supervisors Course (IDSC). Completing this course prepares them with the practical skills required to maintain branch profitability and effectively manage staff. They will also possess knowledge about the regulatory system for securities supervision in Canada, how to identify money laundering and suspicious activities, recording keeping, handling client complaints and institutional trading supervision.
Additional DetailsSkills
Earning Criteria
Standards
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces and is carrying on the regulatory functions of IIROC and the MFDA. This course meets CIRO's investment dealer proficiency requirements.