Financial Advice Principles

Financial Advice Principles

Issued by Griffith University

Earners have demonstrated successful achievement of learning outcomes in the following modules: The Economic Environment; The Regulatory Environment; Areas of Advice; and The Advice Process. This badge meets the FASEA National Financial Adviser Curriculum core knowledge area for Financial Planning Advice Principles.

Skills

Earning Criteria

  • Develop and present a financial plan encompassing: Cash flow and debt management; Investment management; Life insurance; Superannuation and retirement planning; Estate planning; Credit, debt and bankruptcy; Documentation, file notes, due diligence and other compliance processes; Implementing financial advice; Monitoring and reviewing financial advice
  • Demonstrated understanding of the economic environment, regulatory environment and provision of financial advice.

Standards

FASEA standards
This badge meets the FASEA National Financial Adviser Curriculum core knowledge area for Financial Planning Advice Principles.